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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-06 |
| TX | RA | APPROVED | 2025-05-28 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2023 | Present |
| Cathedral City High School | Cathedral City | CA | 08/2014 | 05/2018 |
| The Riviera Resort | Palm Springs | CA | 05/2018 | 08/2018 |
| University Of California, Merced | Merced | CA | 08/2018 | 12/2022 |
| The Riviera Resort | Palm Springs | CA | 06/2019 | 08/2019 |
| Little Caesars | Merced | CA | 09/2019 | 03/2021 |
| Little Caesars | Merced | CA | 09/2022 | 12/2022 |
| Self-Employed | Merced | CA | 11/2020 | 12/2021 |
| Self-Employed | Merced | CA | 09/2021 | 11/2022 |
| Unemployed | Desert Hot Springs | CA | 01/2023 | 04/2023 |
| Primerica | Merced | CA | 05/2022 | 08/2022 |
| Self-Employed | Tempe | AZ | 02/2024 | 04/2025 |
| Self-Employed | Mesa | AZ | 04/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 04/2023 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2025 | Present |
| Self-Employed | Mesa | AZ | 08/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 08/2026 APPROXIMATE HOURS/MONTH:10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: SERVICE POSITION: FREELANCE WEB DESIGNER START DATE: 02/2024 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WEBSITE DESIGNER NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 03/2026 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 06/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 04/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT NAME OF BUSINESS: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: CUSTODIAN START DATE: 02/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CUSTODIAN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-27 |
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