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Colette Cox

Fifth Third Securities, Inc.

Fort Myers, FL

Fort Myers, FL

Cape Coral, FL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-20
  • FL RA
    APPROVED
    Since 2023-07-20

Branch Locations

13350 Metro Parkway, Fort Myers, FL 33912 • United States

9000 Park Royal Drive, Fort Myers, FL 33908 • United States

2724 Del Prado Boulevard South, Cape Coral, FL 33904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Na Cape Coral FL 10/2021 Present
Florida Southwestern State College Fort Myers FL 01/2013 10/2021
Fifth Third Securities Cape Coral FL 02/2023 Present
  • 10/2021 → Present
    Fifth Third Bank Na
    Cape Coral, FL
  • 01/2013 → 10/2021
    Florida Southwestern State College
    Fort Myers, FL
  • 02/2023 → Present
    Fifth Third Securities
    Cape Coral, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-19
S63 Uniform Securities Agent State Law Examination 2023-06-05
  • S65 Uniform Investment Adviser Law Examination
    2023-07-19
  • S63 Uniform Securities Agent State Law Examination
    2023-06-05
Other Names
  • Colette Marie Conway

View on SEC IAPD

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SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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