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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-20 |
Branch Locations
13350 Metro Parkway, Fort Myers, FL 33912 • United States
9000 Park Royal Drive, Fort Myers, FL 33908 • United States
2724 Del Prado Boulevard South, Cape Coral, FL 33904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank Na | Cape Coral | FL | 10/2021 | Present |
| Florida Southwestern State College | Fort Myers | FL | 01/2013 | 10/2021 |
| Fifth Third Securities | Cape Coral | FL | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-05 |
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