Jeffrey Allan Sgroi

Current Employers

Employment History

• 02/1999 → Present
  Raymond James Financial Services, Inc.
  Aspen, CO
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Aspen, CO

Other Businesses

1) Name of Business: 617 West Main Bruin LLC Address: 315 Riverside Drive, Basalt, CO, 81621, United States Activity Type: Rental Real Estate Position/Title: Agent Investment Related: Yes Start Date: 07/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I, with client Michaele Dunsdon, formed an LLC for the purpose of purchasing two office suites within my current office building. I am an agent of the LLC and will handle light bookkeeping, and other LLC responsibilities. (2) Name of Business: 617 West Main Street Professional Building Address: 315 Riverside Drive, Basalt, CO, 81621, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 07/20/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am requesting to be an additional signor on two accounts for an office building HOA. The bookkeeper (Michaele Dunsdon, client requested I do so. She is currently the only signor. At age 72 she would like an additional signor. (3) Name of Business: 617 West Main Street Professional Building Address: 617 West Main Street, Aspen, CO, 81611, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 08/09/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: president of HOA (4) Name of Business: High Country Financial Advisors, Inc Address: 617 W Main St Ste E, Aspen, CO, 81611, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/14/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 100% shareholder s-corp (5) Name of Business: JAS Capital, LLC Address: 617 W Main Street, Aspen, CO, 81611, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 09/15/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the sole member of JAS Capital, LLC. JAS Capital, LLC owns five offices, including 617 West Main Street, Suites A, D, E, H and IL and leases them to Caroline Christensen (suite A), Michaele Dunsdon (suite D) and Brad Tirpak (suite H), respectively.\Advisors and also are 50% partner of another LLC, 617 West Main Bruin LLC, that owns offices 617 West Main Street Suites F &G. Those offices are leased to my S Corp High Country Financial Advisors and are where my assistants work.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-15
• S63 Uniform Securities Agent State Law Examination
  1999-10-21

Designations