Jody Ann Swapp

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Durango, CO
• 11/2016 → 06/2024
  Wells Fargo Clearing Services, Llc
  Durango, CO
• 06/2024 → Present
  Ashton Thomas Securities, Llc
  Aspen, CO
• 06/2024 → Present
  Ashton Thomas Private Wealth, Llc
  Aspen, CO
• 09/2001 → Present
  Hawk Mountain Drywall Inc
  Durango, CO

Previous Registrations

• 2011-01-03 → 2024-06-13
  Wells Fargo Clearing Services, Llc
  Durango, CO
  Denver, CO
  Denver, CO
  Greenwood Village, CO
  Denver, CO
  Albuquerque, NM
  St. Louis, MO
  Denver, CO
• 2008-11-12 → 2011-01-03
  Wells Fargo Investments, Llc
  Durango, CO

Other Businesses

1. HAWK MOUNTAIN DRYWALL INC.; NOT INVESTMENT-RELATED; DURANGO, CO; DRYWALL COMPANY; CO-OWNER/VICE PRESIDENT; 9/2001; 8 HOURS PER MONTH, 0 DURING TRADING; VICE PRESIDENT, BOOKKEEPING, PAYROLL 2. ASHTON THOMAS PRIVATE WEALTH, LLC; INVESTMENT RELATED; 122 MAIN STREET ASPEN, CO 81611; REGISTERED, PRIVATE CLIENT SERVICES AS OF 06/2024; 160 HOURS A MONTH DURING TRADING HOURS; PRIVATE CLIENT SERVICES.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-11