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Shiting Yu

Ameriprise Financial Services, LLC

Hayward, CA

San Mateo, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-21
CA RA APPROVED 2026-04-07
  • TX RA
    APPROVED
    Since 2026-07-21
  • CA RA
    APPROVED
    Since 2026-04-07

Branch Locations

Hayward, CA • United States

1900 O'FArrell St Ste 180, San Mateo, CA 94403-1329 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Greenbre CA 02/2023 03/2026
Beijing Yuyi Technology Co., Ltd Beijing 01/2019 12/2019
Icarlifestyle Car Rental Arcadia CA 07/2018 12/2019
Pepperdine Univeristy Malibu CA 08/2017 01/2020
Washington University In Saint Louis Saint Louis MO 08/2020 12/2022
Pomona Catholic High School Pomona CA 01/2016 05/2017
Unemployment Malibu CA 02/2020 07/2022
Unemployment Fremont CA 01/2023 02/2023
Unemployment Fuzhou 06/2017 07/2017
Ameriprise Financial Services, Llc San Mateo CA 04/2026 Present
  • 02/2023 → 03/2026
    Rbc Capital Markets, Llc
    Greenbre, CA
  • 01/2019 → 12/2019
    Beijing Yuyi Technology Co., Ltd
    Beijing
  • 07/2018 → 12/2019
    Icarlifestyle Car Rental
    Arcadia, CA
  • 08/2017 → 01/2020
    Pepperdine Univeristy
    Malibu, CA
  • 08/2020 → 12/2022
    Washington University In Saint Louis
    Saint Louis, MO
  • 01/2016 → 05/2017
    Pomona Catholic High School
    Pomona, CA
  • 02/2020 → 07/2022
    Unemployment
    Malibu, CA
  • 01/2023 → 02/2023
    Unemployment
    Fremont, CA
  • 06/2017 → 07/2017
    Unemployment
    Fuzhou
  • 04/2026 → Present
    Ameriprise Financial Services, Llc
    San Mateo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-15
  • S66 Uniform Combined State Law Examination
    2023-12-15
Designations
Other Names
  • Jessica Yu

View on SEC IAPD

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Other Investors

RAUL TERUO LEON
Rodolfo Ornelas
Courtney Fisher
JEFFREY TAN SINFUEGO
Alice Huang
Ji Sung Chung
Yongsheng Jiang
Steven K. Ng

Other Offices

BLUEPRINT INVESTMENTS AND TAX PLANNING · HAYWARD, CA
J.P. MORGAN SECURITIES LLC · HAYWARD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HAYWARD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hayward, CA
U.S. BANCORP ADVISORS, LLC · Hayward, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CASTRO VALLEY, CA
OSAIC WEALTH, INC. · CASTRO VALLEY, CA
PFS INVESTMENTS INC. · SAN LEANDRO, CA

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