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Courtney Fisher

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hayward, CA

San Leandro, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-28
CA RA APPROVED 2020-09-21
  • TX RA
    APPROVED
    Since 2020-10-28
  • CA RA
    APPROVED
    Since 2020-09-21

Branch Locations

24700 Hesperian Blvd, Hayward, CA 94545 • United States

1400 E 14Th St, San Leandro, CA 94577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 03/2019 Present
Bank Of America, N.A. Walnut Creek CA 03/2019 Present
N/A Alameda CA 01/2019 02/2019
University Of Oregon Eugene OR 03/2016 12/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-18
  • S66 Uniform Combined State Law Examination
    2020-09-18

View on SEC IAPD

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JEFFREY TAN SINFUEGO
Alice Huang
Ji Sung Chung
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TIMOTHY JAMES RICH

Other Offices

BLUEPRINT INVESTMENTS AND TAX PLANNING · HAYWARD, CA
J.P. MORGAN SECURITIES LLC · HAYWARD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hayward, CA
U.S. BANCORP ADVISORS, LLC · Hayward, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CASTRO VALLEY, CA
OSAIC WEALTH, INC. · CASTRO VALLEY, CA
PFS INVESTMENTS INC. · SAN LEANDRO, CA
EDWARD JONES · CASTRO VALLEY, CA

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