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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-28 |
| WA | RA | APPROVED | 2020-04-20 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Auburn | WA | 02/2008 | 02/2018 |
| Td Ameritrade, Inc. | Issaquah | WA | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 04/2020 | Present |
| Unemployed | Issaquah | WA | 09/2019 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-08 |
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