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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zacks Investment Management | Chicago | IL | 06/2022 | 12/2025 |
| Bectran | Schaumburg | IL | 11/2021 | 06/2022 |
| Daxton Hotel | Birmingham | MI | 05/2021 | 09/2021 |
| Michigan State University | East Lansing | MI | 08/2017 | 05/2021 |
| Incore Capital Management | Birmingham | MI | 05/2018 | 08/2018 |
| Brother Rice High School | Bloomfield Hills | MI | 08/2013 | 05/2017 |
| Oppenheimer & Co. Inc. | Birmingham | MI | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-17 |
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