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John Lockwood

J.P. Morgan Securities LLC

Birmingham, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-03-06
TX RA APPROVED_RES 2024-03-04
  • MI RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED_RES
    Since 2024-03-04

Branch Locations

480 Pierce St Floor 02, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 06/2019 03/2021
Bank Of America, N.A. Troy MI 06/2019 03/2021
Morgan Stanley Birmingham MI 07/2018 08/2018
Dickinson College Carlisle PA 08/2015 05/2019
Sg Capital Management Chicago IL 03/2021 01/2024
Jpmorgan Chase Bank, N.A. Birmingham MI 02/2024 Present
J.P. Morgan Securities Llc Birmingham MI 02/2024 Present
  • 06/2019 → 03/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Troy, MI
  • 06/2019 → 03/2021
    Bank Of America, N.A.
    Troy, MI
  • 07/2018 → 08/2018
    Morgan Stanley
    Birmingham, MI
  • 08/2015 → 05/2019
    Dickinson College
    Carlisle, PA
  • 03/2021 → 01/2024
    Sg Capital Management
    Chicago, IL
  • 02/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Birmingham, MI
  • 02/2024 → Present
    J.P. Morgan Securities Llc
    Birmingham, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
  • S66 Uniform Combined State Law Examination
    2024-03-04
Other Names
  • John Patrick Lockwood
  • John Lockwood

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
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