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Daniel Owens

W&S Brokerage Services, Inc.

Cincinnati, OH

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-22
  • OH RA
    APPROVED
    Since 2025-09-22

Branch Locations

400 Broadway, Cincinnati, OH 45202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank West Chester OH 10/2019 02/2024
Fifth Third Securities West Chester OH 02/2023 02/2024
Unemployed Harrison OH 02/2024 08/2024
Buffalo Wild Wings Cincinnati OH 12/1997 10/2019
Fidelity Investments Covington KY 08/2024 09/2025
Fidelity Investments Boston MA 03/2025 09/2025
W&S Brokerage Services, Inc Cincinnati OH 09/2025 Present
  • 10/2019 → 02/2024
    Fifth Third Bank
    West Chester, OH
  • 02/2023 → 02/2024
    Fifth Third Securities
    West Chester, OH
  • 02/2024 → 08/2024
    Unemployed
    Harrison, OH
  • 12/1997 → 10/2019
    Buffalo Wild Wings
    Cincinnati, OH
  • 08/2024 → 09/2025
    Fidelity Investments
    Covington, KY
  • 03/2025 → 09/2025
    Fidelity Investments
    Boston, MA
  • 09/2025 → Present
    W&S Brokerage Services, Inc
    Cincinnati, OH
Previous Registrations
  • 2025-03-31 → 2025-09-15
    Strategic Advisers Llc
    Covington, KY
    Harrison, OH
    Boston, MA
  • 2024-12-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
    Harrison, OH
  • 2023-11-07 → 2024-02-15
    Fifth Third Securities, Inc.
    West Chester, OH
    Harrison, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-06
S63 Uniform Securities Agent State Law Examination 2023-09-08
  • S65 Uniform Investment Adviser Law Examination
    2023-11-06
  • S63 Uniform Securities Agent State Law Examination
    2023-09-08
Other Names
  • Daniel Owens
  • Daniel R Owens
  • Daniel R. Owens

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED

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ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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