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Brooks Turner

Stifel, Nicolaus & Company, Incorporated

Gainesville, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-06
GA RA APPROVED 2024-08-05
  • TX RA
    APPROVED
    Since 2024-08-06
  • GA RA
    APPROVED
    Since 2024-08-05

Branch Locations

212 Green Street Ne, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Market On Limestone Gainesville GA 01/2017 09/2018
Mcgarity's Gainesville GA 07/2018 07/2022
Gainesville High School Gainesville GA 08/2015 05/2019
Troy University Troy AL 08/2019 07/2023
Stifel, Nicolaus & Company, Incorporated Gainesville GA 07/2023 01/2024
Stifel, Nicolaus & Company, Incorporated Gainesville GA 08/2024 Present
Unemployed Gainesville GA 01/2024 08/2024
  • 01/2017 → 09/2018
    The Market On Limestone
    Gainesville, GA
  • 07/2018 → 07/2022
    Mcgarity's
    Gainesville, GA
  • 08/2015 → 05/2019
    Gainesville High School
    Gainesville, GA
  • 08/2019 → 07/2023
    Troy University
    Troy, AL
  • 07/2023 → 01/2024
    Stifel, Nicolaus & Company, Incorporated
    Gainesville, GA
  • 08/2024 → Present
    Stifel, Nicolaus & Company, Incorporated
    Gainesville, GA
  • 01/2024 → 08/2024
    Unemployed
    Gainesville, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-03
S63 Uniform Securities Agent State Law Examination 2024-02-29
  • S65 Uniform Investment Adviser Law Examination
    2024-06-03
  • S63 Uniform Securities Agent State Law Examination
    2024-02-29
Other Names
  • Brooks Joseph Turner

View on SEC IAPD

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Other Investors

JOHN THOMAS THOMAS TURNER
Kimberly D McDonald
MICHAEL R SCHAK
THOMAS RANDOLPH JOHNSTON
TERRELL JIMMY WILLIAMS
Charles Allen Ratliff
CARLA D ERIKSON
Scott Kristian Martin

Other Offices

MORGAN STANLEY · Gainesville, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GAINESVILLE, GA
WILLIS INVESTMENT COUNSEL INC · GAINESVILLE, GA
RAYMOND JAMES & ASSOCIATES, INC. · Gainesville, GA
ANDERSON ADVISORS, INC. · GAINESVILLE, GA
CETERA INVESTMENT ADVISERS LLC · GAINESVILLE, GA
WELLS FARGO CLEARING SERVICES, LLC · GAINESVILLE, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GAINESVILLE, GA

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