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Katherine Jane Gross

Rbc Capital Markets, LLC

Seattle, WA

Seattle, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-01-04
TX RA APPROVED 2024-01-02
WA RA APPROVED 2023-12-05
  • VI RA
    APPROVED
    Since 2024-01-04
  • TX RA
    APPROVED
    Since 2024-01-02
  • WA RA
    APPROVED
    Since 2023-12-05

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seattle WA 02/2023 Present
Ep Wealth Advisors, Llc Kirkland WA 12/2021 02/2023
Soundmark Wealth Management, Llc Kirkland WA 03/2021 12/2021
Barton Associates Inc Keene NH 08/2020 03/2021
Spanish Ministry Of Education Madrid 10/2019 06/2020
John Hancock Portsmouth NH 01/2019 08/2019
Nextgen America Durham NH 05/2018 11/2018
University Of New Hampshire Survey Center Durham NH 09/2016 12/2017
Town Of Swanzey Swanzey NH 06/2017 08/2017
Ulta Beauty Newington NH 10/2017 12/2017
Full-Time Education Durham NH 08/2015 05/2019
  • 02/2023 → Present
    Rbc Capital Markets, Llc
    Seattle, WA
  • 12/2021 → 02/2023
    Ep Wealth Advisors, Llc
    Kirkland, WA
  • 03/2021 → 12/2021
    Soundmark Wealth Management, Llc
    Kirkland, WA
  • 08/2020 → 03/2021
    Barton Associates Inc
    Keene, NH
  • 10/2019 → 06/2020
    Spanish Ministry Of Education
    Madrid
  • 01/2019 → 08/2019
    John Hancock
    Portsmouth, NH
  • 05/2018 → 11/2018
    Nextgen America
    Durham, NH
  • 09/2016 → 12/2017
    University Of New Hampshire Survey Center
    Durham, NH
  • 06/2017 → 08/2017
    Town Of Swanzey
    Swanzey, NH
  • 10/2017 → 12/2017
    Ulta Beauty
    Newington, NH
  • 08/2015 → 05/2019
    Full-Time Education
    Durham, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
  • S66 Uniform Combined State Law Examination
    2023-12-04
Other Names
  • Kate Gross

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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