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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-09-20 |
Branch Locations
Council Bluffs, IA • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-09-18 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
Council Bluffs, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Networks Llc | El Segundo | CA | 10/2015 | 03/2018 |
| Cetera Advisors Llc | Denver | CO | 10/2015 | 03/2018 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2015 | 03/2018 |
| Investors Capital Corp. | Lynnfield | MA | 10/2015 | 11/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 10/2015 | 03/2018 |
| Girard Securities, Inc. | San Diego | CA | 10/2015 | 03/2018 |
| Vsr Financial Services, Inc. | Overland Park | KS | 10/2015 | 11/2016 |
| Raymond James & Company Inc. | Waukee | IA | 07/2018 | Present |
| Unemployed | Waukee | IA | 04/2018 | 07/2018 |
| Raymond James Financial Services | Waukee | IA | 07/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Waukee | IA | 09/2018 | Present |
(1)Name of Business: Address: 102 Upland Drive , Council Bluffs, IA, 51503, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/23/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchased rental property for the purpose of generating rental income to offset the mortgage payments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-07 |
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