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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-24 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Madison | AL | 06/2026 | Present |
| Wells Fargo Bank, Na | Madison | AL | 05/2026 | Present |
| Lawn N' Order | Huntsville | AL | 04/2018 | 09/2018 |
| Men's Wearhouse | Huntsville | AL | 05/2019 | 06/2020 |
| The University Of Alabama In Huntsville | Huntsville | AL | 01/2020 | 07/2021 |
| H&M | Huntsville | AL | 06/2020 | 10/2021 |
| Target | Huntsville | AL | 09/2021 | 05/2023 |
| New York Life Insurance Company | Huntsville | AL | 03/2023 | 10/2023 |
| Nylife Securities Llc | Huntsville | AL | 02/2023 | 10/2023 |
| Jpmorgan Chase Bank, N.A. | Birmingham | AL | 11/2023 | 05/2026 |
| J.P. Morgan Securities Llc | Birmingham | AL | 11/2023 | 05/2026 |
| Unemployed | Huntsville | AL | 11/2013 | 03/2018 |
| Unemployed | Huntsville | AL | 10/2018 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-09 |
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