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William Patrick Nelson

Rbc Capital Markets, LLC

Minneapolis, MN

CRD 7705395

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-15
  • MN RA
    APPROVED
    Since 2026-06-15

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Minneapolis MN 01/2023 06/2026
Wells Fargo Bank Minneapolis MN 01/2023 06/2026
Nelson Worldwide Holdings Minneapolis MN 05/2016 08/2018
Wells Fargo Bank Minneapolis MN 06/2019 09/2019
Us Bank Minneapolis MN 09/2019 10/2020
Unemployed Mendota Heights MN 11/2020 12/2022
Full Time Student- College Minneapolis MN 08/2015 05/2019
Rbc Capital Markets, Llc Minneapolis MN 06/2026 Present
  • 01/2023 → 06/2026
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 01/2023 → 06/2026
    Wells Fargo Bank
    Minneapolis, MN
  • 05/2016 → 08/2018
    Nelson Worldwide Holdings
    Minneapolis, MN
  • 06/2019 → 09/2019
    Wells Fargo Bank
    Minneapolis, MN
  • 09/2019 → 10/2020
    Us Bank
    Minneapolis, MN
  • 11/2020 → 12/2022
    Unemployed
    Mendota Heights, MN
  • 08/2015 → 05/2019
    Full Time Student- College
    Minneapolis, MN
  • 06/2026 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-06
  • S63 Uniform Securities Agent State Law Examination
    2026-08-06
Designations
  • Chartered Financial Analyst
Other Names
  • William Nelson

View on SEC IAPD

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Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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