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Connor R Modd

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-01
CA RA APPROVED 2023-05-16
  • TX RA
    APPROVED
    Since 2023-06-01
  • CA RA
    APPROVED
    Since 2023-05-16

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2023 Present
Great Lakes Solutions Walker MI 01/2023 02/2023
Unemployed Twin Lake MI 05/2022 01/2023
Michigan State University East Lansing MI 08/2018 05/2022
Trugreen Grand Haven MI 06/2019 08/2019
Trugreen Grand Haven MI 05/2020 08/2020
Unemployed Grand Haven MI 03/2013 08/2018
Bank Of America, N.A. Chandler AZ 04/2023 Present
  • 02/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 01/2023 → 02/2023
    Great Lakes Solutions
    Walker, MI
  • 05/2022 → 01/2023
    Unemployed
    Twin Lake, MI
  • 08/2018 → 05/2022
    Michigan State University
    East Lansing, MI
  • 06/2019 → 08/2019
    Trugreen
    Grand Haven, MI
  • 05/2020 → 08/2020
    Trugreen
    Grand Haven, MI
  • 03/2013 → 08/2018
    Unemployed
    Grand Haven, MI
  • 04/2023 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-15
  • S66 Uniform Combined State Law Examination
    2023-05-15

View on SEC IAPD

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Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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