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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED | 2025-09-17 |
Branch Locations
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
5094 Airport Pulling Rd N, Naples, FL 34105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lehigh Acres | FL | 09/2019 | 04/2023 |
| T-Mobile Usa | Miami | FL | 02/2011 | 09/2019 |
| Bank Of America N.A. | Lehigh Acres | FL | 04/2023 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-05 |
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