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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-26
CA RA APPROVED 2023-06-01
  • TX RA
    APPROVED
    Since 2023-06-26
  • CA RA
    APPROVED
    Since 2023-06-01

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2023 Present
Bluestar, Encanterra Country Club Queen Creek AZ 04/2018 08/2018
Gcu, Canyon 49 Hotel And Grill Phoenix AZ 09/2018 04/2019
Red Robin Gourmet Burgers And Brews Mesa AZ 07/2019 Present
Gcu Phoenix AZ 08/2018 05/2019
Cac Apache Junction AZ 08/2019 05/2020
American Leadership Academy Queen Creek AZ 07/2014 05/2018
Bank Of America, N.A. Chandler AZ 08/2024 Present
  • 02/2023 → Present
    Chandler, AZ
  • 04/2018 → 08/2018
    Bluestar, Encanterra Country Club
    Queen Creek, AZ
  • 09/2018 → 04/2019
    Gcu, Canyon 49 Hotel And Grill
    Phoenix, AZ
  • 07/2019 → Present
    Red Robin Gourmet Burgers And Brews
    Mesa, AZ
  • 08/2018 → 05/2019
    Gcu
    Phoenix, AZ
  • 08/2019 → 05/2020
    Cac
    Apache Junction, AZ
  • 07/2014 → 05/2018
    American Leadership Academy
    Queen Creek, AZ
  • 08/2024 → Present
    Bank Of America, N.A.
    Chandler, AZ
Other Businesses

Name of the other businessRed Robin Whether the business is investment-relatedno Address of the other business6632 E Superstition Springs Blvd. Mesa AZ 85206 Nature of the other businessService Your positionServer Title, or relationship with the other businessI'm an Employee Start date of your relationship06/2019 Approximate number of hours/month you devote to the other business4 to 8 hours a week or 16 to 32 hours a month Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI take care of guest and provide them with service and food for an enjoyable experience.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-30
  • S66 Uniform Combined State Law Examination
    2023-05-30
Other Names
  • Nathan Berger

View on SEC IAPD

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