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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-11
TX RA APPROVED 2024-07-11
  • CA RA
    APPROVED
    Since 2024-07-11
  • TX RA
    APPROVED
    Since 2024-07-11

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Gilbert AZ 09/2022 03/2023
Beacon Hill Staffing Group Minneapolis MN 07/2021 08/2022
Unemployed Roseville MN 02/2018 04/2019
Dicks Sporting Goods Roseville MN 11/2020 03/2021
Goodpointe Technologies St. Paul MN 05/2020 09/2020
Unemployed Roseville MN 01/2020 05/2020
Buca Di Beppo St. Paul MN 09/2019 01/2020
Goodpointe Technologies Saint Paul MN 05/2019 09/2019
Aka Sports Blaine MN 06/2017 08/2017
Unemployed Roseville MN 05/2014 06/2017
Charles Schwab Co., Inc. Phoenix AZ 03/2023 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2024 Present
Unemployed Roseville MN 04/2021 06/2021
Active Kids Blaine MN 06/2017 01/2018
Planet Hollywood Saint Paul MN 09/2019 03/2020
Bank Of America, N.A. Chandler AZ 06/2025 Present
  • 09/2022 → 03/2023
    Unemployed
    Gilbert, AZ
  • 07/2021 → 08/2022
    Beacon Hill Staffing Group
    Minneapolis, MN
  • 02/2018 → 04/2019
    Unemployed
    Roseville, MN
  • 11/2020 → 03/2021
    Dicks Sporting Goods
    Roseville, MN
  • 05/2020 → 09/2020
    Goodpointe Technologies
    St. Paul, MN
  • 01/2020 → 05/2020
    Unemployed
    Roseville, MN
  • 09/2019 → 01/2020
    Buca Di Beppo
    St. Paul, MN
  • 05/2019 → 09/2019
    Goodpointe Technologies
    Saint Paul, MN
  • 06/2017 → 08/2017
    Aka Sports
    Blaine, MN
  • 05/2014 → 06/2017
    Unemployed
    Roseville, MN
  • 03/2023 → 03/2024
    Charles Schwab Co., Inc.
    Phoenix, AZ
  • 04/2024 → Present
    Chandler, AZ
  • 04/2021 → 06/2021
    Unemployed
    Roseville, MN
  • 06/2017 → 01/2018
    Active Kids
    Blaine, MN
  • 09/2019 → 03/2020
    Planet Hollywood
    Saint Paul, MN
  • 06/2025 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-29
S63 Uniform Securities Agent State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2024-05-29
  • S63 Uniform Securities Agent State Law Examination
    2023-07-28
Other Names
  • Nick Robinson

View on SEC IAPD

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