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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-02 |
Branch Locations
300 Collins Road Ne Suite A, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Holy Cross Lutheran Church & School | Saginaw | MI | 07/2019 | 05/2023 |
| St Peter Lutheran Church | Schaumburg | IL | 07/2016 | 06/2019 |
| Nations Financial Group, Inc | Cedar Rapids | IA | 06/2023 | Present |
FAITH & FAMILY FINANCIAL LLC DBA FINANCIAL RESOURCES GROUP. 300 COLLINS ROAD SUITE A CEDAR RAPIDS, IA 52402. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER ADVSORY AND SECURITY PRODUCTS. POSITION IS EMPLOYEE. STARTED 6/1/23. APPROX. 144 HOUSRS/MONTH SPENT ON BUSINESS, WITH 8 DURING SECURITY TRADING HOURS. DUTIES ARE AS FINANCIAL ADVISOR. // HOMESCHOOL ASSISTANCE PROGRAM(LINN MAR). 453 ECHO HILL RD. MARION, IA 52302. NOT INVESTMENT RELATED. NATURE OF BSUSNIESS IS EDUCATION SUPERVISION. POSITION IS TEACHER/INSTRUCTOR. START DATE IS 2/6/24. APPROX 4 HRS IN FEBRUARY SPENT ON BUSINESS, WITH 4 HRS DURING SECURITY TRADING HRS. DUTIES ARE TO TEACH GENERAL FINANCIAL MANAGEMENT (BUDGETING, SAVING, RETIREMENT, ETC.) /// BETHANY LUTHERAN CHURCH. 2202 FOREST DR. SE, CEDAR RAPIDS, IA 52403. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RELIGIOUS INSTITUTION. POSITION IS SUBSTITUTE ORGANIST. START DATE 12/31/23. APPROX 4-8 HOURS ANNUALLY SPENT ON BUSINESS, WITH NO HOURS DURING SECURITY TRADING HRS. DUTIES ARE PLAYING ORGAN FOR THE WORSIP SERVICE. // KING OF KINGS LUTHERAN CHURCH. 3275 N CENTER POINT RD NE CEDAR RAPIDS, IA 52411, NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RELIGIOUS. POSITION IS SUBSTITUTE ORGANIST/MUSICIAN. START 2/21/24. APPROX 10 HOURS ANNUALLY SPENT ON BUSINESS, WITH NO HOURS DURING SECURITY TRADING HRS. DUTIES ARE PLAYING MUSIC FOR THE WORSIP SERVICE. // ZION LUTHERAN CHURCH. 201 1ST AVE HIAWATHA, IA 52233, NOT INVESTMENT RELATED. NATURE OF BUSINESS IS CHURCH. POSITION IS CHOIR DIRECTOR. START 8/1/2026. APPROX 7 HOURS PER MONTH DEVOTED TO OTHER BUSINESS, APPROX 0 HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITY TRADING HRS. DUTIES ARE CHOIR DIRECTOR. //
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-05 |
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