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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-02
  • IA RA
    APPROVED
    Since 2023-06-02

Branch Locations

300 Collins Road Ne Suite A, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holy Cross Lutheran Church & School Saginaw MI 07/2019 05/2023
St Peter Lutheran Church Schaumburg IL 07/2016 06/2019
Nations Financial Group, Inc Cedar Rapids IA 06/2023 Present
  • 07/2019 → 05/2023
    Holy Cross Lutheran Church & School
    Saginaw, MI
  • 07/2016 → 06/2019
    St Peter Lutheran Church
    Schaumburg, IL
  • 06/2023 → Present
    Cedar Rapids, IA
Other Businesses

FAITH & FAMILY FINANCIAL LLC DBA FINANCIAL RESOURCES GROUP. 300 COLLINS ROAD SUITE A CEDAR RAPIDS, IA 52402. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER ADVSORY AND SECURITY PRODUCTS. POSITION IS EMPLOYEE. STARTED 6/1/23. APPROX. 144 HOUSRS/MONTH SPENT ON BUSINESS, WITH 8 DURING SECURITY TRADING HOURS. DUTIES ARE AS FINANCIAL ADVISOR. // HOMESCHOOL ASSISTANCE PROGRAM(LINN MAR). 453 ECHO HILL RD. MARION, IA 52302. NOT INVESTMENT RELATED. NATURE OF BSUSNIESS IS EDUCATION SUPERVISION. POSITION IS TEACHER/INSTRUCTOR. START DATE IS 2/6/24. APPROX 4 HRS IN FEBRUARY SPENT ON BUSINESS, WITH 4 HRS DURING SECURITY TRADING HRS. DUTIES ARE TO TEACH GENERAL FINANCIAL MANAGEMENT (BUDGETING, SAVING, RETIREMENT, ETC.) /// BETHANY LUTHERAN CHURCH. 2202 FOREST DR. SE, CEDAR RAPIDS, IA 52403. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RELIGIOUS INSTITUTION. POSITION IS SUBSTITUTE ORGANIST. START DATE 12/31/23. APPROX 4-8 HOURS ANNUALLY SPENT ON BUSINESS, WITH NO HOURS DURING SECURITY TRADING HRS. DUTIES ARE PLAYING ORGAN FOR THE WORSIP SERVICE. // KING OF KINGS LUTHERAN CHURCH. 3275 N CENTER POINT RD NE CEDAR RAPIDS, IA 52411, NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RELIGIOUS. POSITION IS SUBSTITUTE ORGANIST/MUSICIAN. START 2/21/24. APPROX 10 HOURS ANNUALLY SPENT ON BUSINESS, WITH NO HOURS DURING SECURITY TRADING HRS. DUTIES ARE PLAYING MUSIC FOR THE WORSIP SERVICE. // ZION LUTHERAN CHURCH. 201 1ST AVE HIAWATHA, IA 52233, NOT INVESTMENT RELATED. NATURE OF BUSINESS IS CHURCH. POSITION IS CHOIR DIRECTOR. START 8/1/2026. APPROX 7 HOURS PER MONTH DEVOTED TO OTHER BUSINESS, APPROX 0 HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITY TRADING HRS. DUTIES ARE CHOIR DIRECTOR. //

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-05
  • S66 Uniform Combined State Law Examination
    2023-05-05

View on SEC IAPD

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