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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-13
  • OH RA
    APPROVED
    Since 2023-11-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Pataskala, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Financial Services, Inc Greenwood Village CO 02/2023 Present
Aspen Energy Dublin OH 11/2022 02/2023
Jpmorgan Chase Bank Columbus OH 11/2020 11/2022
Freelance Life Insurance Sales Columbus OH 05/2020 11/2020
Reliant Capital Solutions Gahanna OH 10/2017 05/2020
Value Recovery Group Columbus OH 02/2015 07/2017
  • 02/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2022 → 02/2023
    Aspen Energy
    Dublin, OH
  • 11/2020 → 11/2022
    Jpmorgan Chase Bank
    Columbus, OH
  • 05/2020 → 11/2020
    Freelance Life Insurance Sales
    Columbus, OH
  • 10/2017 → 05/2020
    Reliant Capital Solutions
    Gahanna, OH
  • 02/2015 → 07/2017
    Value Recovery Group
    Columbus, OH
Other Businesses

Private company, law firm. Helping a law firm on board clients, including document collection and payment collection.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-27
S63 Uniform Securities Agent State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-10-27
  • S63 Uniform Securities Agent State Law Examination
    2023-03-20

View on SEC IAPD

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