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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-07
KY RA APPROVED 2025-03-04
  • OH RA
    APPROVED
    Since 2025-03-07
  • KY RA
    APPROVED
    Since 2025-03-04

Branch Locations

9999 Carver Road, Blue Ash, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Revgen Raleigh NC 06/2022 10/2022
University Of Kentucky Lexington KY 10/2021 05/2022
Vincent Fister Inc Lexington KY 06/2021 08/2021
Larosa's Lexington KY 10/2020 02/2021
Tc Acquisitions Lexington KY 05/2020 07/2020
Costco Wholesale Lexington KY 07/2019 08/2019
Unemployed Lexington KY 07/2018 06/2019
The Core Of Scottsville Scottsville KY 05/2017 07/2018
Allen County Scottsville High School Scottscville KY 08/2014 05/2018
University Of Kentucky Lexington KY 08/2018 05/2022
Fidelity Investments Covington KY 02/2023 03/2025
Unemployed Scottsville KY 10/2022 02/2023
Stifel Blue Ash OH 03/2025 Present
  • 06/2022 → 10/2022
    Revgen
    Raleigh, NC
  • 10/2021 → 05/2022
    University Of Kentucky
    Lexington, KY
  • 06/2021 → 08/2021
    Vincent Fister Inc
    Lexington, KY
  • 10/2020 → 02/2021
    Larosa's
    Lexington, KY
  • 05/2020 → 07/2020
    Tc Acquisitions
    Lexington, KY
  • 07/2019 → 08/2019
    Costco Wholesale
    Lexington, KY
  • 07/2018 → 06/2019
    Unemployed
    Lexington, KY
  • 05/2017 → 07/2018
    The Core Of Scottsville
    Scottsville, KY
  • 08/2014 → 05/2018
    Allen County Scottsville High School
    Scottscville, KY
  • 08/2018 → 05/2022
    University Of Kentucky
    Lexington, KY
  • 02/2023 → 03/2025
    Fidelity Investments
    Covington, KY
  • 10/2022 → 02/2023
    Unemployed
    Scottsville, KY
  • 03/2025 → Present
    Stifel
    Blue Ash, OH
Previous Registrations
  • 2023-08-09 → 2025-02-25
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2023-07-31
Other Names
  • Samuel Jordan Clarke
  • Samuel Clarke

View on SEC IAPD

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