Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-03
CA RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2024-10-03
  • CA RA
    APPROVED
    Since 2024-09-17

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Domino's Pizza Logan UT 10/2022 12/2022
Homemaker/Student Logan UT 08/2022 11/2022
Americorps/Junior Giants San Francisco CA 05/2022 08/2022
Wayfair Lathrop CA 06/2022 08/2022
Al's Sporting Goods Logan UT 08/2021 05/2022
Cargeau Llc Livermore CA 05/2021 08/2021
Mcquade Agency Tracy CA 01/2021 05/2021
Chrysalis Logan UT 11/2020 02/2021
Al's Sporting Goods Logan UT 06/2020 11/2020
Logan River Golf Course Logan UT 05/2020 08/2020
Firehouse Subs Logan UT 09/2019 06/2020
Utah State University Logan UT 09/2019 12/2022
Church Of Jesus Christ Of Latter Day Saints Carlingford 07/2017 07/2019
Tracy Golf And Country Club Tracy CA 05/2016 07/2017
High School Student Tracy CA 08/2013 05/2017
Lpl Financial Stockton CA 02/2023 08/2024
Homemaker Manteca CA 12/2022 02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 08/2024 Present
  • 10/2022 → 12/2022
    Domino's Pizza
    Logan, UT
  • 08/2022 → 11/2022
    Homemaker/Student
    Logan, UT
  • 05/2022 → 08/2022
    Americorps/Junior Giants
    San Francisco, CA
  • 06/2022 → 08/2022
    Wayfair
    Lathrop, CA
  • 08/2021 → 05/2022
    Al's Sporting Goods
    Logan, UT
  • 05/2021 → 08/2021
    Cargeau Llc
    Livermore, CA
  • 01/2021 → 05/2021
    Mcquade Agency
    Tracy, CA
  • 11/2020 → 02/2021
    Chrysalis
    Logan, UT
  • 06/2020 → 11/2020
    Al's Sporting Goods
    Logan, UT
  • 05/2020 → 08/2020
    Logan River Golf Course
    Logan, UT
  • 09/2019 → 06/2020
    Firehouse Subs
    Logan, UT
  • 09/2019 → 12/2022
    Utah State University
    Logan, UT
  • 07/2017 → 07/2019
    Church Of Jesus Christ Of Latter Day Saints
    Carlingford
  • 05/2016 → 07/2017
    Tracy Golf And Country Club
    Tracy, CA
  • 08/2013 → 05/2017
    High School Student
    Tracy, CA
  • 02/2023 → 08/2024
    Lpl Financial
    Stockton, CA
  • 12/2022 → 02/2023
    Homemaker
    Manteca, CA
  • 08/2024 → Present
    Modesto, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
  • S66 Uniform Combined State Law Examination
    2023-05-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Modesto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor