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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-12-08
  • AR RA
    APPROVED
    Since 2023-12-08

Branch Locations

2455 Washington Ave Suite 101, Conway, AR 72032 • United States

Benton, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Conway AR 02/2023 04/2023
Mml Investors Services, Llc Conway AR 07/2023 Present
Massmutual Life Insurance Co Conway AR 05/2023 Present
Ben E Keith Foods North Little Rock AR 08/2018 09/2023
Flavorsource Food Blending Hot Springs AR 03/2016 07/2018
  • 02/2023 → 04/2023
    Northwestern Mutual Investment Services, Llc
    Conway, AR
  • 07/2023 → Present
    Conway, AR
  • 05/2023 → Present
    Massmutual Life Insurance Co
    Conway, AR
  • 08/2018 → 09/2023
    Ben E Keith Foods
    North Little Rock, AR
  • 03/2016 → 07/2018
    Flavorsource Food Blending
    Hot Springs, AR
Other Businesses

1)Name: Partners Realty, Inv Rel: Y Addr: 853 3rd St, Hot Springs AR 71913, Nature: Realtor/Real Estate, Position: Real Estate Agent, Start: 5/1/2022, No Hr/Mo: 8 No Hr/Mo Dur Trading: 0 Duties: Assist clients in the sale or purchase of their primary home. 2)Name: Verity Mortgage (Eustis Mortgage) Inv Rel: Y Addr: @ residential address on file, Nature: Mortgage Loan Originator, Position: Mortgage Loan Originator, Start: 8/11/2025, No Hr/Mo:40 No Hr/Mo dur Trading: 10 Duties: work with consumers or customers to complete mortgage applications to help them in finding suitable loans to meet their needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-13
S63 Uniform Securities Agent State Law Examination 2023-08-09
  • S65 Uniform Investment Adviser Law Examination
    2023-11-13
  • S63 Uniform Securities Agent State Law Examination
    2023-08-09

View on SEC IAPD

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