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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-30 |
Branch Locations
8400 E Prentice Ave. Ste #1125, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| River West Christian Church | Edmonton | 08/2013 | 01/2017 | |
| Unemployed Homemaker | Aurora | CO | 01/2017 | 04/2017 |
| Team K Services | Centennial | CO | 04/2017 | 05/2019 |
| Team K Services | Centennial | CO | 05/2019 | 01/2020 |
| Team K Services | Centennial | CO | 01/2020 | 12/2022 |
| Unemployed | Parker | CO | 01/2023 | 02/2023 |
| Prosperion Financial Advisors - Lpl Financial | Greenwood Village | CO | 02/2023 | Present |
1. 01/2026 - Prosperion Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 2/21/2023 2. 01/2026 - Notary Notary - Not Inv Related - 2 Hour(s)/Month - 2 Hour(s) During Trading - Greenwood Village, CO, 80111 - OBA Start Date: 02/24/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-27 |
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