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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-02 |
| VA | RA | APPROVED | 2025-02-28 |
| AR | RA | APPROVED | 2024-12-04 |
| OH | RA | APPROVED | 2024-12-04 |
| MO | RA | APPROVED | 2024-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealthcare Asset Management, Llc | Springfield | MO | 02/2023 | 08/2024 |
| S.F. Investments Group, Llc | Rogersville | AR | 01/2020 | 02/2023 |
| United Poly Systems, Llc | Springfield | MO | 04/2017 | 01/2020 |
| Hawthorn Bank | Springfield | MO | 03/2013 | 04/2017 |
| Osaic Wealth, Inc | Ozark | MO | 09/2024 | Present |
1. GARY SCOTT FRANKLIN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2024 ADDRESS: 5523 N. Farmer Branch Road, Ozark MO 65721, United States DESCRIPTION: Fixed Index Annuities and Life Insurance Sales 2. IN FOCUS FINANCIAL STRATEGIES POSITION: Investment Advisor/Retirement Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2024 ADDRESS: 5523 N Farmer Branch Rd. Ozark, MO 65721, United States DESCRIPTION: I service existing Advisory clients and prosect for new clients for Advisory services. 3. IN FOCUS FINANCIAL STRATEGIES POSITION: Investment Advisor/Retirement Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2024 ADDRESS: 5523 N. Farmer Branch Road, Ozark MO 65721, United States DESCRIPTION: I service existing Advisory clients and prosect for new clients for Advisory services. 4. SF INVESTMENTS GROUP, LLC POSITION: Owner NATURE: Payments from Osaic to my personal account are transferred to this entity's business account so that business expenses can be paid. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2020 ADDRESS: 2678 East County Line Road, Rogersville MO 65742-7443, United States DESCRIPTION: Payments from Osaic to my personal account are transferred to this entity's business account so that business expenses can be paid.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-23 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-07 |
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