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Eric J Gaisford

Osaic Wealth, Inc.

Ozark, MO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-28
MO RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2026-04-28
  • MO RA
    APPROVED
    Since 2024-06-14

Branch Locations

5523 N Farmer Branch Rd., Ozark, MO 65721 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 01/2014 12/2018
Questar Asset Management Minneapolis MN 01/2014 12/2018
Securities America, Inc. Ozark MO 12/2018 06/2024
Securities America Advisors Ozark MO 12/2018 06/2024
Osaic Wealth, Inc. Ozark MO 06/2024 Present
  • 01/2014 → 12/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 01/2014 → 12/2018
    Questar Asset Management
    Minneapolis, MN
  • 12/2018 → 06/2024
    Securities America, Inc.
    Ozark, MO
  • 12/2018 → 06/2024
    Securities America Advisors
    Ozark, MO
  • 06/2024 → Present
    Ozark, MO
Previous Registrations
  • 2018-12-07 → 2024-06-14
    Securities America Advisors, Inc.
    Ozark, MO
    Ozark, MO
  • 2014-01-21 → 2018-12-10
    Questar Asset Management, Inc.
    Minneapolis, MN
    Ozark, MO
  • 2011-10-11 → 2014-01-24
    Woodbury Financial Services, Inc.
    Springfield, MO
  • 2010-05-11 → 2011-09-07
    Springfield, MO
Other Businesses

**Insurance Sales Position: Insurance Agent Nature: Insurance Sales Investment Related: Yes Hours: 80 Securities Trading Hours: 80 Start Date: 12/07/2018 Address: 5523 N FARMER BRANCH RD., Ozark MO 65721 **Dogwood Ranch Position: Chairman of the Board Nature: Non Profit Board of Directors Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 12/07/2018 Address: 2689 Parchcorn Road, Rogersville MO 65742 **EKG INVESTMENTS LLC POSITION: Manger/Member NATURE: Commercial Real Estate Investment and Management INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/09/2021 ADDRESS: 5523 N Farmer Branch, Ozark MO 65721, United States DESCRIPTION: Investment in and rental of commercial real estate **INFOCUS FINANCIAL STRATEGIES LLC POSITION: Manager/Member NATURE: Manage day to day business activities of the investment, insurance and advisory office. Associated with Securities America and other insurance providers INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 5523 N Farmer Branch Rd, Ozark MO 65721, United States DESCRIPTION: This is the company where all day to day business of running an investment/advisory/insurance practice. This entity employs office staff and manages general expenses of the office. FLORENCE HOUSE PROPERTIES, LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 5523 N Farmer Branch Rd, Ozark MO 65721, United States DESCRIPTION: Manager portfolio of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-10
  • S66 Uniform Combined State Law Examination
    2010-05-10

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