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La Donya M Williams

Morgan Stanley

Beverly Hills, CA

CRD 3101351

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-26
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-11-26
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
Previous Registrations
Other Businesses

1.JS REPRESENTS; LOS ANGELES. CA; ACTOR; TALENT AGENCY; 20 HOURS PER WEEK ARE DEVOTED DURING TRADING HOURS;60-80 HOURS PER WEEK ARE DEVOTED DURING NON TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-08
  • S66 Uniform Combined State Law Examination
    2004-01-08
Other Names
  • Ladonya Marie Williams

View on SEC IAPD

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