Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED_RES | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 03/2017 | 02/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 03/2017 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2020 | 09/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2020 | 09/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 09/2020 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 09/2020 | Present |
| Morgan Stanley | Alpharetta | GA | 03/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 04/2009 | 03/2017 |
| E*Trade Securities Llc | Alpharetta | GA | 02/1999 | 03/2017 |
1. Name of the business - United Kalorn America - UKA 2. Is the business investment-related - No 3. Address of the other business - 193 Ridgestone Court SW, Marietta, GA 30008 4. Nature of the other business - Social and Philanthropic 5. Position/Title - President 6. Start date of your relationship - 11/25/16 7. Approximate number of hours/month you devote to the other business - 2 Hours/Month 8. Number of hours you devote to the other business during securities trading hours - None 9. Duties relating to other Business - Oversee annual re-unions and any needed duties. This is a voluntary membership/position
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
Reach out to this advisor