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John Robert Richmond

Alliancebernstein L.P.

Seattle, WA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-25
WA RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2025-11-25
  • WA RA
    APPROVED
    Since 2023-01-24

Branch Locations

601 Union Street, Suite 4650, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laird Norton Wealth Management Seattle WA 07/2015 07/2019
Fulcrum Capital Llc Seattle WA 07/2019 09/2022
Sanford C. Bernstein & Co. Llc Seattle WA 11/2022 Present
None Seattle WA 09/2022 11/2022
  • 07/2015 → 07/2019
    Laird Norton Wealth Management
    Seattle, WA
  • 07/2019 → 09/2022
    Fulcrum Capital Llc
    Seattle, WA
  • 11/2022 → Present
    Sanford C. Bernstein & Co. Llc
    Seattle, WA
  • 09/2022 → 11/2022
    None
    Seattle, WA
Previous Registrations
  • 2019-08-01 → 2022-09-09
    Fulcrum Capital, Llc
    Seattle, WA
  • 2018-05-09 → 2020-03-04
    Lnw
    Seattle, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-20
  • S63 Uniform Securities Agent State Law Examination
    2023-01-20
Designations

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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