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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-06
NY RA APPROVED 2024-04-23
  • TX RA
    APPROVED_RES
    Since 2024-06-06
  • NY RA
    APPROVED
    Since 2024-04-23

Branch Locations

20 N Salem Rd, Cross River, NY 10518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup/Citibank Mohegan Lake NY 06/2015 03/2024
J.P. Morgan Securities Llc Cross River NY 04/2024 Present
Jpmorgan Chase Bank, N.A. Cross River NY 04/2024 Present
Citigroup Global Markets Inc Mohegan Lake NY 05/2018 03/2024
Previous Registrations
  • 2020-07-23 → 2024-04-10
    Ossining, NY
    Fort Lee, NJ
    New York, NY
    Mohegan Lake, NY
    Port Jefferson, NY
    Uniondale, NY
    Fort Mill, SC
    Stamford, CT
    New York, NY
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-21
S63 Uniform Securities Agent State Law Examination 2018-04-05
  • S65 Uniform Investment Adviser Law Examination
    2020-07-21
  • S63 Uniform Securities Agent State Law Examination
    2018-04-05
Other Names
  • Larry Johnson
  • Lawrence E Johnson
  • Lawrence Johnson
  • Lawrence E Johnson
  • Lawrence Emanuel Johnson
  • Larry Johnson
  • Lawrence Emanuel Johnson

View on SEC IAPD

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