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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-06 |
| NY | RA | APPROVED | 2024-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup/Citibank | Mohegan Lake | NY | 06/2015 | 03/2024 |
| J.P. Morgan Securities Llc | Cross River | NY | 04/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Cross River | NY | 04/2024 | Present |
| Citigroup Global Markets Inc | Mohegan Lake | NY | 05/2018 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-05 |
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