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Attila Balla

J.P. Morgan Securities LLC

Cross River, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-19
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

20 N Salem Rd, Cross River, NY 10518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Cross River NY 10/2012 Present
J.P. Morgan Securities Llc Cross River NY 10/2012 Present
Previous Registrations
  • 2006-12-05 → 2012-10-01
    Chase Investment Services Corp.
    Patterson, NY
    Croton-On-Hudson, NY
    Patterson, NY
    Cross River, NY
    Brewster, NY
    Katonah, NY
    Croton-On-Hudson, NY
    Brewster, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-04
S63 Uniform Securities Agent State Law Examination 1998-04-07
  • S65 Uniform Investment Adviser Law Examination
    2006-12-04
  • S63 Uniform Securities Agent State Law Examination
    1998-04-07
Other Names
  • Attilla J Balla
  • Attila Joseph Balla
  • Attila J Balla

View on SEC IAPD

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