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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-28 |
Branch Locations
121 Calle Del Norte Suite 103, Laredo, TX 78041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas A&M University | College Station | TX | 08/2014 | 05/2018 |
| Tejas Financial Advisors | Laredo | TX | 06/2018 | 03/2019 |
| Commonwealth Financial Network | Waltham | MA | 06/2018 | 03/2019 |
| Tejas Financial Advisors | Laredo | TX | 03/2019 | Present |
| Commonwealth Financial Network | Waltham | MA | 03/2019 | Present |
1. Fixed insurance sales; as of 03/11/2019; Approximately less than 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Professional Selling Board member with Texas A&M Mays Business School, Located at 4113 TAMU, College Station, TX 77843, as of 05/01/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
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