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Carlos Armando De La Garza

Sanctuary Advisors, LLC

Miami, FL

Laredo, TX

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-11
  • TX RA
    APPROVED
    Since 2021-06-11

Branch Locations

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

6999 Mcpherson Rd Ste 104-105 Ofc #5, Laredo, TX 78041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Laredo TX 03/2005 Present
Wells Fargo Advisors Llc Laredo TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Laredo TX 11/2016 06/2021
  • 03/2005 → Present
    Wells Fargo Bank, N.A.
    Laredo, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Laredo, TX
  • 11/2016 → 06/2021
    Laredo, TX
Previous Registrations
  • 2011-01-03 → 2021-06-17
    Laredo, TX
    Laredo, TX
    Laredo, TX
    Laredo, TX
    San Antonio, TX
    El Paso, TX
    San Antonio, TX
    Austin, TX
    San Antonio, TX
    San Antonio, TX
  • 2010-11-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Laredo, TX
Other Businesses

1) LAREDO ROTARY CHARITABLE FOUNDATION POSITION: Board Member NATURE: The Charitable Foundation help Rotarians toadvance world understanding, goodwill, and peace by improving health, providing quality education, improving the environment, and alleviating poverty.In other words, The Charitable Foundation is the charitable funding vehicle for much of the work of Rotary. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/1/2023 ADDRESS: 110 Calle Del Norte, Laredo TX 78041, United States DESCRIPTION: Help create/ organize community events to raise money for different awareness events. Vote on how funds will be distributed/ awarded to the Laredo Rotary Club. 2) TEXAS WORKFORCE COMMISSION POSITION: Local Workforce Development Board Member NATURE: TheWorkforce Solutions for South Texas (WSST) Boardserves as the designated grant recipient and administrative entity for workforce development program funds allocated to the region comprised by Jim Hogg, Webb and Zapata Counties. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 7/15/2024 ADDRESS: 1406 Jacaman Rd., Suite A, Laedo TX 78041, United States DESCRIPTION: The WSST Board is responsible for the strategic and operational planning, administration, oversight and evaluation of federal and state workforce programs in the region including employment, training, child care and related support services. 3) IPAAC CONSTRUCTION, LLC POSITION: Owner NATURE: Real Estate Business: Buy/ Sale / Construction of residential and commercial real estate property. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2024 ADDRESS: 201 Lake Como Rd, Laredo TX 78041, United States DESCRIPTION: Supervision of projects

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-08
  • S66 Uniform Combined State Law Examination
    2010-11-08

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