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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-06 |
Branch Locations
6721 Mcpherson Rd, Laredo, TX 78041 • United States
2411 Veterans Blvd , Del Rio, TX 78840 • United States
85 Ne Loop 410 Suite 120, San Antonio, TX 78216 • United States
1825 N Loop 1604 W Suite 150, San Antonio, TX 78248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Georgetown | TX | 06/2015 | 08/2017 |
| Bank Of America, N.A. | Georgetown | TX | 08/2015 | 07/2017 |
| Primerica Financial Services | Laredo | TX | 10/2019 | 02/2020 |
| Pfs Investments Inc. | Laredo | TX | 10/2019 | 02/2020 |
| Gdl Brokerage Inc | Laredo | TX | 10/2017 | 02/2020 |
| Cresta Advisors, Ltd. | Laredo | TX | 03/2020 | 04/2021 |
| Osaic Institutions, Inc. | Meriden | CT | 04/2021 | 10/2025 |
| Texas Community Bank | Laredo | TX | 04/2021 | Present |
| Raymond James Financial Services, Inc. | Laredo | TX | 10/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Laredo | TX | 10/2025 | Present |
(1) Name of Business: TCB Investments Address: 6721 McPherson Rd, Laredo, TX, 78041-6404, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 04/23/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Executive
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-05 |
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