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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-01 |
| MN | RA | APPROVED | 2014-02-06 |
Branch Locations
380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | St. Paul | MN | 05/2000 | Present |
| Morgan Stanley Smith Barney | St.PAul | MN | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. HUBBARD RENTAL HOUSE; NOT INVESTMENT RELATED; PROPERTY MANAGER; ST. PAUL, MN; 9/2003; 5 HOURS PER MONTH - NONE DURING SECURITIES TRADING HOURS*** BUSINESS/COMPANY- NSN HOLDINGS LLC-I AM THE BUSINESS CONTACT, OWN 0%, SIMPLY THE MAILING ADDRESS AND ORGANIZER OF LLC - FATHER OWNS 100%-AFTER HOURS 10-MS HOME LOANS OWNS MORTGAGE ON PROPERTY, NSN ACCOUNT AT MS FOR CHECKING TO PAY EXPENSES-THIS IS AN LLC. HOLDS TITLE TO FAMILY CABIN. I WAS SIMPLY PROVIDED AT THE ORGANIZER OF THE LLC FOR THE STATE OF MN. BRENT NERLAND (FATHER) OWNS 100% OF THE LLC, IS GOING TO GIFT SHARES OF THE LLC TO HIS CHILDREN OVERTIME, BUT WE WILL NOT HAVE VOTING RIGHTS UNTIL DEATH. I OWN 0% OF THE STOCK AND MAKE 0% OF THE DECISIONS. SIMPLY AN ESTATE TOOL TO PROTECT FATHER FROM LIABILITY RISK ON PROPERTY AND PROTECT THE INTEREST FROM HIS OTHER BUSINESS ACTIVITIES HE OWNS. *62720 - Hubbard Rental House; Investment Related - Yes; St Paul, Minnesota; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2012; During Business Hours: 0; After Business Hours: 1; Property Management. *623036 - Moundsview Football Booster Club; Investment related: No; Arden Hills, Minnesota; Sports:Children/Youth; Board Member:Finance Committee(proprietor, partner, officer, director, employee, trustee, agent); 1/2025; During business hours: 0; After business hours: 6; Accounting/Bookkeeping:Check Signing/Funds Disbursements:Administrative *66198- Rental Property; Investment related: Yes; St Paul, Minnesota; Rental Property; Employee (proprietor, partner, officer, director, employee, trustee, agent); 11/2007; During business hours: 1; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-31 |
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