Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-12-09 |
| TX | RA | APPROVED | 2021-12-17 |
| IL | RA | APPROVED | 2021-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 05/2018 | 08/2018 |
| Bank Of America, N.A. | Chicago | IL | 07/2019 | Present |
| Indiana University | Bloomington | IN | 08/2015 | 05/2019 |
| Levy Restaurants | Chicago | IL | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2019 | Present |
I*125415 For profit or not for profit: For-Profit Organization Name of outside business organization: Levy Restaurants Investment related: N Address of business: Chicago, Illinois 60613 Nature of business: Corporation, Position, title, association: Other, studying for SIE, Series 7 and 66 Start date of relationship: 8/7/2019 Number of hours devoted: 55 hour(s) Monthly Number of hours devoted during trading hours: 20 Duties: The nature/purpose is that I have second job and earn income for my role. I serve beer or hot dogs to fans in their seats during Cubs game. Games are optional, and I must work 15 games to apply for next season.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-28 |
Reach out to this advisor