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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-26 |
Branch Locations
7500 Rialto Blvd Ste 230 Bldg 1, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anytime Fitness | Bay City | TX | 06/2018 | 07/2018 |
| Henderson State University | Arkadelphia | AR | 08/2017 | 05/2018 |
| Henderson State University | Arkadelphia | AR | 08/2015 | 05/2018 |
| Lugg | San Francisco, | CA | 05/2017 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 07/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2018 | 05/2022 |
| Nexpoint Securities, Inc. | Dallas | TX | 05/2022 | 01/2024 |
| Lpl Financial Llc | Austin | TX | 01/2024 | Present |
1- 01/2024 / The Fox Alliance / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-06 |
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