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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-23
  • NC RA
    APPROVED
    Since 2026-02-23

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

110 Chadwick Square Ct Ste C, Hendersonville, NC 28739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Saluda NC 10/2022 02/2026
American Senior Benefits Arden NC 06/2017 Present
Bankers Life Asheville NC 04/2008 06/2017
Capital Analysts Saluda NC 10/2022 02/2026
Integrity Alliance, Llc Hendersonville NC 02/2026 Present
Previous Registrations
  • 2022-10-05 → 2026-02-24
    Hendersonville, NC
    Fort Washington, PA
    Arden, NC
    Saluda, NC
  • 2022-10-05 → 2026-02-24
    Hendersonville, NC
    Arden, NC
    Saluda, NC
Other Businesses

1.KNIGHTS FAMILY LLC POSITION: Owner NATURE: Tax Planning, and Liability INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 130 Gosnel Dr, Saluda NC 28773, DESCRIPTION: I do the book and run payroll and make sure the company is doing what it needs to be compliant 2.ASB POSITION: Employee NATURE: Insurance Services INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/05/2017 ADDRESS: 12722 South Black Bob Road, Olathe KS 66062, DESCRIPTION: Sell and service Insurance 3.GATEWAY RETIREMENT SOLUTIONS POSITION: Employee NATURE: Financial Advising, and insurance services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2017 ADDRESS: 110 Chadwick Square Ct, Unit C, Hendersonville NC 28739, DESCRIPTION: I manage the office, advise clients on their money, and help with their insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-12
  • S65 Uniform Investment Adviser Law Examination
    2022-09-12

View on SEC IAPD

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