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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-23 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
110 Chadwick Square Ct Ste C, Hendersonville, NC 28739 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Saluda | NC | 10/2022 | 02/2026 |
| American Senior Benefits | Arden | NC | 06/2017 | Present |
| Bankers Life | Asheville | NC | 04/2008 | 06/2017 |
| Capital Analysts | Saluda | NC | 10/2022 | 02/2026 |
| Integrity Alliance, Llc | Hendersonville | NC | 02/2026 | Present |
1.KNIGHTS FAMILY LLC POSITION: Owner NATURE: Tax Planning, and Liability INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 130 Gosnel Dr, Saluda NC 28773, DESCRIPTION: I do the book and run payroll and make sure the company is doing what it needs to be compliant 2.ASB POSITION: Employee NATURE: Insurance Services INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/05/2017 ADDRESS: 12722 South Black Bob Road, Olathe KS 66062, DESCRIPTION: Sell and service Insurance 3.GATEWAY RETIREMENT SOLUTIONS POSITION: Employee NATURE: Financial Advising, and insurance services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2017 ADDRESS: 110 Chadwick Square Ct, Unit C, Hendersonville NC 28739, DESCRIPTION: I manage the office, advise clients on their money, and help with their insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-12 |
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