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Alec Lee Tropea

Raymond James & Associates, Inc.

Birmingham, MI

Bloomfield Hills, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-01-02
  • MI RA
    APPROVED
    Since 2019-01-02

Branch Locations

325 N. Old Woodward Ave. Suite 320, Birmingham, MI 48009 • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brooklyn Pizza Birmingham MI 03/2014 06/2017
Oakland University Rochester Hills MI 08/2013 05/2018
Raymond James & Associates, Inc. Birmingham MI 05/2018 Present
  • 03/2014 → 06/2017
    Brooklyn Pizza
    Birmingham, MI
  • 08/2013 → 05/2018
    Oakland University
    Rochester Hills, MI
  • 05/2018 → Present
    Raymond James & Associates, Inc.
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-22
S63 Uniform Securities Agent State Law Examination 2018-11-19
  • S65 Uniform Investment Adviser Law Examination
    2018-12-22
  • S63 Uniform Securities Agent State Law Examination
    2018-11-19

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RISK PARADIGM GROUP, LLC
INNOVIA WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TOWNSEND STREET CAPITAL MANAGEMENT
VALSTONE PARTNERS VI

Other Investors

JEFFREY MICHAEL DIEFENTHALER
Kevin Arthur-Whitworth Sheard
JERAMEY JOSEPH LYNCH
Akinwale Adebayo
Maxwell James Hunt
Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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