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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-05
  • TX RA
    APPROVED_RES
    Since 2026-06-05

Branch Locations

2400 E Katella Ave Ste 1000, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anaheim CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Anaheim CA 11/2016 Present
Previous Registrations
Other Businesses

ADMINISTRATOR FOR FATHER, INV RELATED, LA HABRA, CA, START: 1/24/2023, 20 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-19
  • S63 Uniform Securities Agent State Law Examination
    2004-12-19
Other Names
  • Lisa D Castillo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Anaheim, CA

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