Best Investors
Account
Sign in
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-27 |
| WI | RA | APPROVED | 2019-08-12 |
Branch Locations
3960 Hillside Dr. Ste. 201, Delafield, WI 53018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Senglaub Financial Group | Delafield | WI | 04/2018 | 08/2019 |
| Roman Catholic Diocese Of Madison, Inc. | Madison | WI | 08/2016 | 04/2018 |
| Independent Financial Group | San Diego | CA | 08/2019 | Present |
| Sagepoint | Delafield | WI | 06/2018 | 08/2019 |
(1) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2018 ADDRESS: 3960 Hillside Dr., Ste. 201, Delafield WI 53018, United States DESCRIPTION: WI INSURANCE AGENT SELLING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) SENGLAUB FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/08/2020 ADDRESS: 3960 Hillside Dr., Ste. 201, Delafield WI 53018, United States DESCRIPTION: Registered representative at DBA used for marketing securities and advisory services. (3) CATHOLIC COMMUNITY - LAND DEVELOPMENT PROJECT POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 07/04/2024 ADDRESS: 1235 Niagara Road, Oconomowoc WI 53066, United States DESCRIPTION: Serving on a board that has a minimum of 3 members to help make decisions for and guide the entity, however I will not make financial decisions for the organization. (4) INSTITUTE FOR HUMAN STEWARDSHIP POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 08/19/2024 ADDRESS: 617 Cole St., Watertown WI 53094, United States DESCRIPTION: Serving on a board that has a minimum of 3 members to help make decisions for and guide the entity, however I will not make financial decisions for the organization per 4.1-4.4 above.As of 6/20/25 I will also be serving in a bookkeeping function, however I will not be handling money or donations directly. (5) MARIA COMMONS POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/06/2026 ADDRESS: 5753 Spring Branch Road, Montgomery TX 77316, United States DESCRIPTION: Serving as a board member for a non-profit agricultural project in Texas. (6) VERAX PATRIA POSITION: Board Member & Secretary NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2026 ADDRESS: 1235 Niagara Road, Oconomowoc WI 53066, United States DESCRIPTION: Serving as a board member and note taking during meetings. (7) LION STREET, INC. POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/20/2025 ADDRESS: 3960 Hillside Dr., Ste. 201, Delafield WI 53018, United States DESCRIPTION: Owner and sales rep on an owner's grid.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-27 |
Reach out to this advisor