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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-27
WI RA APPROVED 2019-08-12
  • TX RA
    APPROVED
    Since 2026-05-27
  • WI RA
    APPROVED
    Since 2019-08-12

Branch Locations

3960 Hillside Dr. Ste. 201, Delafield, WI 53018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Senglaub Financial Group Delafield WI 04/2018 08/2019
Roman Catholic Diocese Of Madison, Inc. Madison WI 08/2016 04/2018
Independent Financial Group San Diego CA 08/2019 Present
Sagepoint Delafield WI 06/2018 08/2019
  • 04/2018 → 08/2019
    Senglaub Financial Group
    Delafield, WI
  • 08/2016 → 04/2018
    Roman Catholic Diocese Of Madison, Inc.
    Madison, WI
  • 08/2019 → Present
    Independent Financial Group
    San Diego, CA
  • 06/2018 → 08/2019
    Sagepoint
    Delafield, WI
Previous Registrations
  • 2018-09-28 → 2019-08-21
    Osaic Services, Inc.
    Delafield, WI
Other Businesses

(1) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2018 ADDRESS: 3960 Hillside Dr., Ste. 201, Delafield WI 53018, United States DESCRIPTION: WI INSURANCE AGENT SELLING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) SENGLAUB FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/08/2020 ADDRESS: 3960 Hillside Dr., Ste. 201, Delafield WI 53018, United States DESCRIPTION: Registered representative at DBA used for marketing securities and advisory services. (3) CATHOLIC COMMUNITY - LAND DEVELOPMENT PROJECT POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 07/04/2024 ADDRESS: 1235 Niagara Road, Oconomowoc WI 53066, United States DESCRIPTION: Serving on a board that has a minimum of 3 members to help make decisions for and guide the entity, however I will not make financial decisions for the organization. (4) INSTITUTE FOR HUMAN STEWARDSHIP POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 08/19/2024 ADDRESS: 617 Cole St., Watertown WI 53094, United States DESCRIPTION: Serving on a board that has a minimum of 3 members to help make decisions for and guide the entity, however I will not make financial decisions for the organization per 4.1-4.4 above.As of 6/20/25 I will also be serving in a bookkeeping function, however I will not be handling money or donations directly. (5) MARIA COMMONS POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/06/2026 ADDRESS: 5753 Spring Branch Road, Montgomery TX 77316, United States DESCRIPTION: Serving as a board member for a non-profit agricultural project in Texas. (6) VERAX PATRIA POSITION: Board Member & Secretary NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2026 ADDRESS: 1235 Niagara Road, Oconomowoc WI 53066, United States DESCRIPTION: Serving as a board member and note taking during meetings. (7) LION STREET, INC. POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/20/2025 ADDRESS: 3960 Hillside Dr., Ste. 201, Delafield WI 53018, United States DESCRIPTION: Owner and sales rep on an owner's grid.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-27
  • S66 Uniform Combined State Law Examination
    2018-09-27
Designations

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