Best Investors Account Sign in
Inactive

Benjamin Roy

Prosperity Capital Advisors

Westlake, OH

Westlake, OH

Claim This Profile
Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2022-05-16

Branch Locations

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 12/2018 05/2022
Great Lakes Wealth Management Northville MI 08/2018 12/2018
Commonwealth Financial Bangor ME 05/2018 08/2018
Advance 1 Clearning Waterville ME 06/2012 08/2017
University Of Maine Orono Orono ME 08/2012 05/2017
Unemployed Waterville ME 08/2017 05/2018
Spc Ann Arbor MI 03/2021 05/2022
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake OH 05/2022 Present
  • 12/2018 → 05/2022
    Sigma Financial Corporation
    Ann Arbor, MI
  • 08/2018 → 12/2018
    Great Lakes Wealth Management
    Northville, MI
  • 05/2018 → 08/2018
    Commonwealth Financial
    Bangor, ME
  • 06/2012 → 08/2017
    Advance 1 Clearning
    Waterville, ME
  • 08/2012 → 05/2017
    University Of Maine Orono
    Orono, ME
  • 08/2017 → 05/2018
    Unemployed
    Waterville, ME
  • 03/2021 → 05/2022
    Spc
    Ann Arbor, MI
  • 05/2022 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, OH
Previous Registrations
  • 2021-03-23 → 2022-04-27
    Spc
    Ann Arbor, MI
    Erwin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-22
  • S66 Uniform Combined State Law Examination
    2021-03-22

View on SEC IAPD

Other Firms

PARADIGM WEALTH MANAGEMENT, LLC
HIGHLAND CONSULTING ASSOCIATES INC.
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.
COLETTA CAPITAL, LLC
ATHLETES FINANCIAL ADVISERS, LLC
MORGAN STANLEY
RAYMOND JAMES & ASSOCIATES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

GREGORY STEVEN JOHNSON
KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

More in Westlake, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor