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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-06 |
| IN | RA | APPROVED | 2019-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Terre Haute | IN | 04/2018 | 01/2019 |
| Baesler's Market | Terre Haute | IN | 05/2017 | 05/2018 |
| First Financial Bank | Terre Haute | IN | 12/2014 | 01/2017 |
| Indiana State University - School | Terre Haute | IN | 08/2014 | 05/2018 |
| Ameriprise Financial Services, Inc | Tere Haute | IN | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Terre Haute | IN | 03/2020 | Present |
Business Ownership; GordonRiley LLC; Interest shares in LLC for succession planning purposes.; LLC for business expenses and tax purposes.; 2335 E Margaret Dr, , Terre Haute, IN, 47802; Not Investment-Related; 05/17/2019; 0 hours per month; 0 during trading hours. Board of Directors; Eastside Church of Christ of Terre Haute; Treasurer; 4025 College Ave, Terre Haute, IN 47803, ,; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GordonRiley LLC; Co-owner; Manage advisory business; 2335 E Margaret Dr, , Terre Haute, IN, 47802; Investment-Related; 06/20/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-06 |
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