Todd Alan Dorman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-11-23
IN	RA	APPROVED	2000-02-07
TX	RA	APPROVED_RES	1999-10-08

FL RA
APPROVED

Since 2020-11-23
IN RA
APPROVED

Since 2000-02-07
TX RA
APPROVED_RES

Since 1999-10-08

Branch Locations

The Villages, FL • United States

401 Ohio St, Terre Haute, IN 47807 • United States

The Villages, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Terre Haute	IN	10/1999	Present
Bank Of America, N.A.	Terre Haute	IN	11/2009	Present

10/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Terre Haute, IN
11/2009 → Present

Bank Of America, N.A.

Terre Haute, IN

Other Businesses

I*3453297, Entity Type not for profit, Name of OBA: Terre Haute Junior Tennis AssociationAddress: Terre HauteIndiana47807 Investment Related: No Position, Title, Association: Board member Employee Start Date: 01/06/2026No Hours: 2 monthly No Hours during trading: 0 Duties:advice on junior tennis camps and tennis tournaments, developing/helping children primarily in summers with tennis

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-30
S63	Uniform Securities Agent State Law Examination	1987-01-30

S65 Uniform Investment Adviser Law Examination

1999-12-30
S63 Uniform Securities Agent State Law Examination

1987-01-30