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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED | 2024-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Pasadena | CA | 05/2018 | 08/2021 |
| Mendes Consulting Inc. (Self Employment) | Monterey Park | CA | 03/2016 | 04/2018 |
| Mendes Wealth Management, Llc | San Marino | CA | 09/2021 | 12/2023 |
| J.P. Morgan Securities Llc | Duarte | CA | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Duarte | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-01-19 |
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
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