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Saul Richard Greene

Kaizen Financial Strategies, LLC

Campbell, CA

CRD 4453934

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Employer firm

Kaizen Financial Strategies, LLC CRD 298248

$287M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Kaizen Financial Strategies, Llc

6700 Koll Center Parkway Suite 255, Pleasanton, CA 94566 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2018-11-02

Branch Locations

2105 South Bascom Ave, Suite 295, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Campbell CA 05/2009 11/2018
Kaizen Financial Strategies, Llc Campbell CA 11/2018 Present
Cyberpress Santa Clara CA 02/2017 04/2019
  • 05/2009 → 11/2018
    Waddell & Reed, Inc.
    Campbell, CA
  • 11/2018 → Present
    Kaizen Financial Strategies, Llc
    Campbell, CA
  • 02/2017 → 04/2019
    Cyberpress
    Santa Clara, CA
Previous Registrations
Other Businesses

Insurance; investment-related; Milpitas, CA; insurance agent; 03/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2001-10-12
Other Names
  • Rick Greene
  • Saul Greene

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
MONTAGE CAPITAL
LPL FINANCIAL LLC

Nearby Investors

CHIOU-PYING CHENG
ANTONIO JOSE DEL CASTILLO
TOMOKO KOYAMA

Nearby Offices

STRATEGIC ADVISERS LLC · CAMPBELL, CA
MONTAGE CAPITAL · CAMPBELL, CA
LPL FINANCIAL LLC · CAMPBELL, CA

More in Campbell, CA

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