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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Alameda, CA • United States

851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 01/2014 12/2019
Bank Of America, N.A. San Francisco CA 01/2014 12/2019
Jp Morgan Securities, Llc Greenbrae CA 12/2019 10/2022
Jp Morgan Chase Bank, N.A. Greenbrae CA 12/2019 10/2022
Fidelity Investments Campbell CA 11/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 01/2014 → 12/2019
    San Francisco, CA
  • 01/2014 → 12/2019
    Bank Of America, N.A.
    San Francisco, CA
  • 12/2019 → 10/2022
    Greenbrae, CA
  • 12/2019 → 10/2022
    Jp Morgan Chase Bank, N.A.
    Greenbrae, CA
  • 11/2022 → Present
    Fidelity Investments
    Campbell, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-01-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Campbell, CA
  • 2019-12-16 → 2022-10-30
    Greenbrae, CA
    San Rafael, CA
    San Rafael, CA
  • 2014-01-15 → 2019-12-10
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Corte Madera, CA
    Mill Valley, CA
    Corte Madera, CA
    San Rafael, CA
    San Rafael, CA
    Corte Madera, CA
    Corte Madera, CA
    San Francisco, CA
    San Francisco, CA
    Charlotte, NC
  • 2009-12-22 → 2013-10-23
    San Francisco, CA
  • 2006-12-14 → 2009-12-21
    San Francisco, CA
Other Businesses

OBA-93459|OrgNmn:Tomoko Koyama|Org Addr:San Franci,California,US|OBA Nature:Teaching basic English and bas|Invst Rel:N|Title:teacher|Duties:education of basic English and basic Japanese|StrtDt:10-31-22|TotHrs/mon:8|TrdHrs/mon:0|OBA-93460|OrgNmn:Tomoko Koyama|Org Addr:San Franci,California,US|OBA Nature:clothing and accessory design|Invst Rel:N|Title:photographer and artist|Duties:upload art and photos to online clothing and accessory platform (example: society6.com)|StrtDt:10-31-22|TotHrs/mon:4|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-06
S63 Uniform Securities Agent State Law Examination 2006-02-27
  • S66 Uniform Combined State Law Examination
    2006-12-06
  • S63 Uniform Securities Agent State Law Examination
    2006-02-27

View on SEC IAPD

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