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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-09-05
  • KS RA
    APPROVED
    Since 2025-09-05

Branch Locations

601 Se 36Th St #139, Newton, KS 67114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keving J. Goering, Cpa Pa Lawrence KS 01/2013 Present
Avantax Investment Services, Inc. Lawrence KS 04/2018 09/2025
Goering Cpa, P.A. Newton KS 01/2013 Present
Cetera Wealth Services, Llc Newton KS 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2013 → Present
    Keving J. Goering, Cpa Pa
    Lawrence, KS
  • 04/2018 → 09/2025
    Avantax Investment Services, Inc.
    Lawrence, KS
  • 01/2013 → Present
    Goering Cpa, P.A.
    Newton, KS
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Newton, KS
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-01-21 → 2025-09-05
    Avantax Advisory Services
    Newton, KS
    Dallas, TX
Other Businesses

1) Kevin J Goering CPA, P.A.~'NIR'~2201 W 25th St. Suite N~Lawrence~KS~66047~Accounting Services/Tax Preparation~Employee~1/1/2013~140hrs~120hrs~Meeting with clients to discuss tax preparation and planning. Tax preparation for individuals and businesses. Bookkeeping and accounting for businesses. 2) RENTAL REAL ESTATE POSITION: Owner NATURE: Long-term rental real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2021 ADDRESS: 2354 S Cypress St, Wichita KS 67207, United States DESCRIPTION: Lease rental home to tenant. Perform repairs and maintenance on the property. Collect monthly rental income from tenant. 3) GOERING CPA, P.A. POSITION: Employee NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2013 601 SE 36th St. #139, Newton KS 67114, Meeting with clients to discuss tax preparation and planning. Tax preparation for individuals and businesses. Bookkeeping and accounting for businesses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2018-08-30

View on SEC IAPD

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