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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-22 |
| KS | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peoples Bank & Trust Co | Mcpherson | KS | 04/2013 | 11/2020 |
| Ica | Mcpherson | KS | 11/2015 | 11/2017 |
| Lpl Financial Llc | Mcpherson | KS | 11/2017 | 11/2020 |
| The Prudential Insurance Company Of America | Wichita | KS | 11/2020 | 04/2021 |
| Pruco Securities Llc | Wichita | KS | 11/2020 | 04/2021 |
| Mutual Securities, Inc. | Camarillo | CA | 04/2021 | 01/2025 |
| Wealth Alliance Advisory Group, Llc | Wichita | KS | 09/2021 | 01/2025 |
| Raymond James Financial Services Advisors, Inc. | Newton | KS | 01/2025 | Present |
| Raymond James Financial Services, Inc. | Newton | KS | 01/2025 | Present |
| Central National Bank | Newton | KS | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-25 |
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